SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Amendment #3
Under the Securities and Exchange Act of 1934
Copa Holdings SA
(Name of Issuer)
Common Stock
(Title of Class of Securities)
P31076105
(CUSIP Number)
December 31, 2012
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
This Schedule is filed pursuant to Rule 13d-1(b)
The information required in the remainder of this cover page (except any items to which the form provides a cross-reference) shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.
CUSIP NO. P31076105 |
1) |
Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person
Ameriprise Financial, Inc. IRS No. 13-3180631 | |||||
2) | Check the Appropriate Box if a Member of a Group
(a) ¨
(b) x* | |||||
3) | SEC Use Only
| |||||
4) | Citizenship or Place of Organization
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5) | Sole Voting Power
0 | ||||
6) | Shared Voting Power
624,915 | |||||
7) | Sole Dispositive Power
0 | |||||
8) | Shared Dispositive Power
918,210 | |||||
9) |
Aggregate Amount Beneficially Owned by Each Reporting Person
918,210 | |||||
10) | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
11) | Percent of Class Represented by Amount In Row (9)
2.75% | |||||
12) | Type of Reporting Person
HC |
* | This filing describes the reporting persons relationship with other persons, but the reporting person does not affirm the existence of a group. |
CUSIP NO. P31076105 |
1) |
Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person
Columbia Management Investment Advisers, LLC | |||||
2) | Check the Appropriate Box if a Member of a Group
(a) ¨
(b) x* | |||||
3) | SEC Use Only
| |||||
4) | Citizenship or Place of Organization
Minnesota | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5) | Sole Voting Power
0 | ||||
6) | Shared Voting Power
624,915 | |||||
7) | Sole Dispositive Power
0 | |||||
8) | Shared Dispositive Power
918,210 | |||||
9) |
Aggregate Amount Beneficially Owned by Each Reporting Person
918,210 | |||||
10) | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
11) | Percent of Class Represented by Amount In Row (9)
2.75% | |||||
12) | Type of Reporting Person
IA |
* | This filing describes the reporting persons relationship with other persons, but the reporting person does not affirm the existence of a group. |
CUSIP NO. P31076105 |
1) |
Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person
Columbia Value and Restructuring Fund IRS No. 04-3172852 | |||||
2) | Check the Appropriate Box if a Member of a Group
(a) ¨
(b) x* | |||||
3) | SEC Use Only
| |||||
4) | Citizenship or Place of Organization
Massachusetts | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5) | Sole Voting Power
109,700 | ||||
6) | Shared Voting Power
0 | |||||
7) | Sole Dispositive Power
0 | |||||
8) | Shared Dispositive Power
109,700 | |||||
9) |
Aggregate Amount Beneficially Owned by Each Reporting Person
109,700 | |||||
10) | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
11) | Percent of Class Represented by Amount In Row (9)
0.33% | |||||
12) | Type of Reporting Person
IV |
* | This filing describes the reporting persons relationship with other persons, but the reporting person does not affirm the existence of a group. |
1(a) | Name of Issuer: |
Copa Holdings SA
1(b) | Address of Issuers Principal |
Executive Offices:
Complejo Business Park, Torre Norte Parque Lefevre
Panama City, Panama
2(a) | Name of Person Filing: |
(a) Ameriprise Financial, Inc. (AFI)
(b) Columbia Management Investment
Advisers, LLC (CMIA)
(c) Columbia Value and Restructuring Fund(Fund)
2(b) | Address of Principal Business Office: |
(a) Ameriprise Financial, Inc.
145 Ameriprise Financial Center
Minneapolis, MN 55474
(b) 225 Franklin St.
Boston, MA 02110
(c) 225 Franklin St.
Boston, MA 02110
2(c) | Citizenship: |
(a) Delaware
(b) Minnesota
(c) Massachusetts
2(d) | Title of Class of Securities: |
Common Stock
2(e) | Cusip Number: |
P31076105
3 | Information if statement is filed pursuant to Rules 13d-1(b) or 13d-2(b): |
(a) Ameriprise Financial, Inc.
A parent holding company in accordance with Rule 13d-1(b)(1)(ii)(G). (Note: See Item 7)
(b) Columbia Management Investment Advisers, LLC
An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E).
(c) Columbia Value and Restructuring Fund
An investment company in accordance with Rule 13d-1(b)(1)(ii)(D).
4 | Incorporated by reference to Items (5)-(9) and (11) of the cover page pertaining to each reporting person. |
CMIA and AFI do not directly own any shares of Common Stock of the issuer. As the investment adviser to the Fund and various other unregistered and registered investment companies and other managed accounts, CMIA may be deemed to beneficially own the shares reported herein by the Fund. Accordingly, the shares reported herein by CMIA include those shares separately reported herein by the Fund.
As the parent holding company of CMIA, AFI may be deemed to beneficially own the shares reported herein by CMIA. Accordingly, the shares reported herein by AFI include those shares separately reported herein by CMIA.
Each of AFI and CMIA, and the subsidiaries identified on the attached Exhibit I, disclaims beneficial ownership of any shares reported on this Schedule.
5 | Ownership of 5% or Less of a Class: |
(a) Ameriprise Financial, Inc.
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ X ].
(b) Columbia Management Investment Advisers, LLC
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ X ].
(c) Columbia Value and Restructuring Fund
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ X ].
6 | Ownership of more than 5% on Behalf of Another Person: |
Not Applicable
7 | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: |
AFI: See Exhibit I
8 | Identification and Classification of Members of the Group: |
Not Applicable
9 | Notice of Dissolution of Group: |
Not Applicable
10 | Certification: |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect.
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 12, 2013
Ameriprise Financial, Inc. | ||
By: | /s/ Wade M. Voigt | |
Name: Wade M. Voigt | ||
Title: Vice President Fund Administration Financial Reporting | ||
Columbia Management Investment Advisers, LLC | ||
By: | /s/ Amy Johnson | |
Name: Amy Johnson | ||
Title: Chief Operating Officer | ||
Columbia Value and Restructuring Fund | ||
By: | /s/ Scott R. Plummer | |
Name: Scott R. Plummer | ||
Title: Senior Vice President, Secretary and Chief Legal Officer | ||
Contact Information | ||
Wade M. Voigt | ||
Vice President Fund Administration Financial Reporting | ||
Telephone: (612) 671-5682 |
Exhibit Index
Exhibit I | Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company. | |
Exhibit II | Joint Filing Agreement |
Exhibit I
to
Schedule 13G
Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows:
Investment Adviser Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940.
Exhibit II
to
Schedule 13G
Joint Filing Agreement
The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 12, 2013 in connection with their beneficial ownership of Copa Holdings SA. Each of Columbia Value and Restructuring Fund and Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this Exhibit is attached and make any necessary amendments thereto.
Ameriprise Financial, Inc. | ||
By: | /s/ Wade M. Voigt | |
Wade M. Voigt | ||
Vice President Fund Administration Financial Reporting | ||
Columbia Management Investment Advisers, LLC | ||
By: | /s/ Amy Johnson | |
Amy Johnson | ||
Chief Operating Officer | ||
Columbia Value and Restructuring Fund | ||
By: | /s/ Scott R. Plummer | |
Scott R. Plummer | ||
Senior Vice President, Secretary and Chief Legal Officer |